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U.S. District Court
for the Southern District of Ohio (Columbus)
CIVIL DOCKET FOR CASE #: 03-CV-326
United States Sec v. Sierra Brokerage, et al
Filed: 04/11/03
Assigned to: Judge John D. Holschuh
Jury demand: Defendant
Referred to: Mag. Judge Mark R. Abel
Demand: $0,000
Nature of Suit: 850
Lead Docket: None
Jurisdiction: US Plaintiff
Dkt# in other court: None
Cause: 15:77 Securities Fraud
--------------------------------------------------------------------------------
UNITED STATES SECURITIES AND Tracy W Lo
EXCHANGE COMMISSION [COR LD NTC]
plaintiff Securities & Exchange
Commission
Midwest Regional Office
175 W Jackson Boulevard
Suite 900
Chicago, IL 60604-2615
312-353-7390
FTS 353-7398
Amy S Cotter
[COR LD NTC]
175 W Jackson
Suite 900
Chicago, IL 60604
v.
SIERRA BROKERAGE SERVICES INC, Sierra Brokerage Services Inc
c/o Jeffery A Richardson [COR LD NTC] [PRO SE]
President 2000 Bethel Road
defendant Columbus, OH 43220
RICHARD GEIGER Richard Geiger
defendant [COR LD NTC] [PRO SE]
66 Waldheim Road
Morton, IL 61550
JEFFREY A RICHARDSON Jeffrey A Richardson
defendant [COR LD NTC] [PRO SE]
4378 Hickory Wood Drive
Columbus, OH 43228
AARON TSAI Ronald E DePetris
defendant [COR LD NTC]
unknown
Frederick Morris Luper
(614) 221-7663
[COR LD NTC]
Luper Neidenthal & Logan - 2
50 West Broad Street
Suite 1200
Columbus, OH 43215
(614) 221-7663
Aaron Tsai
[COR LD NTC] [PRO SE]
17 N. Governor St
Evansville, IN 47711
MICHAEL M MARKOW S Lee Terry, Jr
defendant 303-892-7484
[COR LD NTC]
Davis Graham & Stubbs LLP - 2
1550 Seventeenth Street
Suite 500
Denver, CO 80202
303-892-9400
FTS 893-1379
GLOBAL GUARANTEE CORPORATION S Lee Terry, Jr
defendant (See above)
[COR LD NTC]
FRANCOIS GOELO Francois Goelo
defendant [COR LD NTC] [PRO SE]
PO Box 10910
Grand Cayman,,
Cayman Isl
YONGZHI YANG Richard Wayne Ross
defendant [COR LD NTC]
Means Bichimer Burkholder &
Baker - 2
2006 Kenny Road
Columbus, OH 43221-3502
614-485-2010
FTS 485-2019
Irving M Einhorn
[COR LD NTC]
Law Offices of Irvin M Einhorn
South Tower
1601 Cloverfield Boulevard
2nd Floor
Santa Monica, CA 90404-1151
310-460-3551
FTS 798-5910
K&J CONSULTING, c/o Yongzhi Irving M Einhorn
Yang (See above)
defendant [COR LD NTC]
KE LUO Irving M Einhorn
defendant (See above)
[COR LD NTC]
Benjamin Brian Segel
[COR LD NTC]
445 Hutchinson Avenue
Suite 800
Columbus, OH 43235
614-785-6461
FTS 760-0177
M&M MANAGEMENT LTD, c/o Ke Luo Irving M Einhorn
defendant (See above)
[COR LD NTC]
Benjamin Brian Segel
(See above)
[COR LD NTC]
JEROME B ARMSTRONG Irving M Einhorn
defendant (See above)
[COR LD NTC]
--------------------------------------------------------------------------------
DOCKET PROCEEDINGS
--------------------------------------------------------------------------------
DATE # DOCKET ENTRY
4/11/03 1 COMPLAINT (referred to Mag. Judge Mark R. Abel ) ( no.
pgs: 31) (sln) [Entry date 04/14/03]
4/11/03 2 MOTION by plt for admission of attorney Cotter & Lo pro
hac vice ( no pgs: 3) (fee waived) (sln)
[Entry date 04/14/03]
4/11/03 -- Summons issued as to all dfts' (sln) [Entry date 04/14/03]
4/15/03 3 ORDER by Mag. Judge Mark R. Abel granting motion for
admission of attorney Cotter & Lo pro hac vice [2-1] (cc:
all counsel) ( no pgs: 1) (jc) [Entry date 04/16/03]
5/1/03 -- Mail Returned [3-1] addressed to Amy S Cotter for plaintiff
United States Sec (jc) [Entry date 05/08/03]
5/5/03 4 MOTION by defendant Jerome B Armstrong for appointment of
counsel ( no pgs: 1) (jc) [Entry date 05/08/03]
5/29/03 5 Wavier of Service executed upon defendant Sierra Brokerage,
defendant Richard Geiger, defendant Jeffrey A Richardson,
defendant Michael M Markow, defendant Global Guarantee,
defendant Yongzhi Yang, defendant K&J Consulting, defendant
Ke Luo, defendant M&M Management Ltd, defendant Jerome B
Armstrong on 4/16/03 ( no pgs: 20) (jc)
[Entry date 05/30/03]
6/5/03 6 MOTION for admission of attorney Irving Einhorn. for defts
Yang, K and K, Luo, and M and M Management. pro hac vice (
no pgs: 3) (jc) [Entry date 06/09/03]
6/11/03 7 ORDER by Mag. Judge Mark R. Abel granting motion for
admission of attorney Irving Einhorn. for defts Yang, K and
K, Luo, and M and M Management. pro hac vice [6-1] (cc:
all counsel) ( no pgs: 1) (jc) [Entry date 06/12/03]
6/13/03 8 WAIVER OF SERVICE mailed to defendant Aaron Tsai on
4/23/03 Answer due on 6/22/03 for Aaron Tsai ( no pgs: 2)
(pl) [Entry date 06/14/03]
6/13/03 9 ANSWER by defendant Yongzhi Yang, defendant K&J Consulting
( no pgs: 23) (jimh) [Entry date 06/16/03]
6/13/03 10 ANSWER by defendant Ke Luo, defendant M&M Management Ltd (
no pgs: 26) (jimh) [Entry date 06/16/03]
6/19/03 -- Mail Returned [7-1] addressed to Sierra Brokerage for
defendant Sierra Brokerage, no current address in file (jimh)
[Entry date 06/24/03]
6/23/03 11 NOTICE by defendant Ke Luo, defendant M&M Management Ltd
of change of address for atty ( no pgs: 2) (jimh)
[Entry date 06/27/03]
7/3/03 12 ANSWER by defendant Jeffrey A Richardson ( no pgs: 21) (pl)
[Entry date 07/03/03]
7/17/03 13 MOTION by defendant Michael M Markow, defendant Global
Guarantee for an approvalto extend time to 8/8/2003, to
move or plead ( no pgs: 3 + exh) (jimh)
[Entry date 07/21/03]
7/24/03 14 ORDER by Mag. Judge Mark R. Abel granting motion to
extend time to 8/8/2003 to move or plead [13-1] (cc: all
counsel) ( no pgs: 1) (sh) [Entry date 07/25/03]
[Edit date 07/28/03]
7/28/03 15 RETURN OF SERVICE executed upon defendant Francois Goelo
on 7/16/03 ( no pgs: 3) (jimh) [Entry date 07/29/03]
8/1/03 -- Mail Returned [14-1] addressed to Sierra Brokerage for
defendant Sierra Brokerage (jimh) [Entry date 08/06/03]
8/5/03 16 NOTICE of hearing ; Settlement conference set at 9:00 on
10/7/03 (cc: all counsel) (jimh) [Entry date 08/06/03]
8/5/03 17 MOTION by dft Aaron Tsai for admission of attorney Ronald
DePetris pro hac vice ( no pgs: 3) (fee paid) (sln)
[Entry date 08/07/03]
8/6/03 18 ANSWER by dft Aaron Tsai; jury demand ( no pgs: 9) (sln)
[Entry date 08/07/03]
8/6/03 19 MOTION by dft Aaron Tsai to extend time to answer ( no
pgs: 4) (sln) [Entry date 08/07/03] |
